Broker Check
Joseph Swain

Joseph Swain

Founder & Financial Advisor

Joe has been in the Financial Services industry since 1996. He holds the College for Financial Planning designation CRPC® and specializes in risk and investment management.

He is a native Modestan who enjoys community service and sits on several non-profit boards, is an active member of Wellspring Anglican Church and holds a special place in his heart for children in the Foster Care system. He is a volunteer at Royal Family Kids’ Camp, a summer camp experience for kids recovering from abuse or neglect and he serves as a “CASA” a Court Appointed Special Advocate for foster kids. He is also a member of Ceres Rotary.

Hobbies include cycling, hiking, gardening and way too many shows at the Gallo Center, especially featuring Rock n Roll acts from the glory daze of the 60s and 70s.

Joe and his way better half Ann have been married since 1977 and they have one beautiful daughter Monica, who is married and teaches 4th grade in Northern CA.