Broker Check


Knowledge is power. It’s also the foundation for intelligent, well-considered decisions. When you have retirement or other goals in sight, sound decisions are vital in helping you avoid costly mistakes that can affect your future.

As financial professionals, we are committed to helping people just like you create solutions for your assets. Once we understand your goals, time horizon and risk tolerance, we will work diligently to develop a program that carefully balances those factors.

All economic environments bring challenges, but along with challenges come opportunities. We work closely with our clients to evaluate opportunities and make sure they are in the appropriate position to reap the rewards. We enjoy helping people build a solid financial foundation for the future.

Please check out all the material on our website. If something prompts a question, please send us a quick email or call the office.

We welcome the opportunity to speak with you!


Chris Barber, CIMA®

Financial Advisor

(209) 526-9426

Chris joined Swain Financial Services in 2020, having spent the last 10 years consulting and sharing ideas with hundreds of Financial Advisors. That experience has provided him with valuable insight that directly benefits our clients....

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Joseph Swain

Founder & Financial Advisor

(209) 526-9426

(209) 526-4460

Joe has been in the Financial Services industry since 1996. He holds the College for Financial Planning designation CRPC® and specializes in risk and investment management. He is a native Modestan who enjoys community service and...

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Araceli Apreza

Administrative Assistant

(209) 526-9426

(209) 526-9426