Broker Check

Team

Knowledge is power. It’s also the foundation for intelligent, well-considered decisions. When you have retirement in sight, sound decisions are vital in helping you pursue your goals and avoid costly mistakes that can affect your future.

As a financial professional, I am committed to helping people just like you create solutions for their retirement assets. Once I understand your risk tolerance, time horizon and goals, I’ll work diligently to develop a program that carefully balances investment strategies with preserving principal.

Today’s economic environment brings challenges. But along with challenges come opportunities and potential rewards. I work closely with my clients to evaluate those opportunities and get in position to reap those rewards. I enjoy helping people build a solid financial foundation for the future.

I invite you to check out all the material on my website. If something prompts a question, please send me a quick email or call my office. I would enjoy speaking with you.

 

Joseph Swain

Founder & Financial Advisor

(209) 526-9426

(209) 526-4460

joe@jswainfinancial.com

Joe has been in the Financial Services industry since 1996. He holds the College for Financial Planning designation CRPC® and specializes in risk and investment management. He is a native Modestan who enjoys community service and...

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Chris Barber, CIMA®

President & Financial Advisor

(209) 526-9426

chris@jswainfinancial.com

Chris joined Swain Financial Services in 2020, having spent the last 10 years consulting and sharing ideas with hundreds of Financial Advisors. That experience has provided him with valuable insight that directly benefits our clients....

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